Filing Details
- Accession Number:
- 0001567619-18-000420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-10 17:06:32
- Reporting Period:
- 2018-08-08
- Accepted Time:
- 2018-08-10 17:06:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
277595 | Energen Corp | EGN | Crude Petroleum & Natural Gas (1311) | 630757759 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
921669 | C Carl Icahn | C/O Icahn Associates Corp. 767 Fifth Ave., Suite 4700 New York NY 10153 | No | No | No | Yes | |
928464 | Partnership Limited River High | 445 Hamilton Avenue Suite 1210 White Plains NY 10601 | No | No | Yes | No | |
1313666 | Icahn Partners Lp | 445 Hamilton Avenue Suite 1210 White Plains NY 10601 | No | No | No | Yes | |
1322827 | Icahn Partners Master Fund Lp | 445 Hamilton Avenue Suite 1210 White Plains NY 10601 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock ("Shares") | Acquisiton | 2018-08-08 | 200,000 | $71.30 | 6,259,989 | No | 4 | P | Indirect | Please see footnotes |
Shares | Acquisiton | 2018-08-08 | 353,577 | $71.41 | 6,613,566 | No | 4 | P | Indirect | Please see footnotes |
Shares | Acquisiton | 2018-08-09 | 3,500 | $71.80 | 6,617,066 | No | 4 | P | Indirect | Please see footnotes |
Shares | Acquisiton | 2018-08-10 | 100,000 | $72.34 | 6,717,066 | No | 4 | P | Indirect | Please see footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Please see footnotes |
No | 4 | P | Indirect | Please see footnotes |
No | 4 | P | Indirect | Please see footnotes |
No | 4 | P | Indirect | Please see footnotes |
Footnotes
- On August 8, 2018, High River Limited Partnership ("High River") purchased 40,000 Shares, Icahn Partners LP ("Icahn Partners") purchased 93,747 Shares and Icahn Partners Master Fund LP ("Icahn Master") purchased 66,253 Shares, in each case at a price of $71.30 per Share.
- On August 8, 2018, High River purchased 70,715 Shares, Icahn Partners purchased 165,709 Shares and Icahn Master purchased 117,153 Shares, in each case at a price of $71.41 per Share.
- On August 9, 2018, High River purchased 700 Shares, Icahn Partners purchased 1,640 Shares and Icahn Master purchased 1,460 Shares, in each case at a price of $71.80 per Share.
- On August 10, 2018, High River purchased 20,000 Shares, Icahn Partners purchased 46,857 Shares and Icahn Master purchased 33,143 Shares, in each case at a price of $72.34 per Share.
- High River directly beneficially owns 1,343,413 Shares, Icahn Partners directly beneficially owns 3,135,739 Shares, and Icahn Master directly beneficially owns 2,237,914 Shares.
- Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.
- Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- 10. The above reporting persons controlled by Carl C. Icahn may be considered a 10% beneficial owner because they may be deemed to be members of a "group" (within the meaning of Section 13(d)(3) of the Act), with Corvex Management LP ("Corvex") and Mr. Keith Meister (together with Corvex, the "Corvex Persons"). Subject to Footnote 7 of the Form 3 filed by the Reporting Persons on June 18, 2018, none of the reporting persons has any pecuniary interest in any Shares beneficially owned by any of the Corvex Persons, and each of the reporting persons disclaims beneficial ownership of such Shares. The Corvex Persons have filed a separate Form 3 with respect to their interests.