Filing Details
- Accession Number:
- 0001704495-18-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-10 16:37:22
- Reporting Period:
- 2018-08-08
- Accepted Time:
- 2018-08-10 16:37:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1493761 | Turtle Beach Corp | HEAR | Communications Equipment, Nec (3669) | 272767540 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1704495 | Gregory Lloyd Ballard | C/O Turtle Beach Corporation 11011 Via Frontera, Suite A/B San Diego CA 92127 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-08 | 1,000 | $3.60 | 30,914 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-08 | 2,000 | $30.30 | 28,914 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-08-08 | 1,000 | $0.00 | 1,000 | $3.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,889 | 2027-04-19 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $3.12 | 2019-04-11 | 2028-04-11 | 16,025 | 16,025 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-04-11 | 16,025 | 16,025 | Direct |
Footnotes
- All shares were exercisable as of the transaction date, with the remainder scheduled to vest in equal annual installments until April 19, 2021.
Billionaire Hedge Funds
