Filing Details
- Accession Number:
- 0001496701-18-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-10 16:29:26
- Reporting Period:
- 2018-08-09
- Accepted Time:
- 2018-08-10 16:29:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000045 | Nicholas Financial Inc | NICK | Short-Term Business Credit Institutions (6153) | 593019317 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1496701 | W Douglas Marohn | 2454 Mcmullen Booth Rd Bldg C #501B Clearwater FL 33759 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2018-08-09 | 6,000 | $10.99 | 28,158 | No | 4 | P | Direct | |
Common | Acquisiton | 2018-08-09 | 6,000 | $0.00 | 34,158 | No | 4 | A | Direct | |
Common | Acquisiton | 2018-08-10 | 500 | $10.91 | 34,658 | No | 4 | P | Direct | |
Common | Acquisiton | 2018-08-10 | 500 | $0.00 | 35,158 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Direct | |
No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common | 39 | Direct |
Footnotes
- These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/9/2018 was $11.02
- These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/10/18 was $10.76