Filing Details

Accession Number:
0001445546-18-003630
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-10 13:36:42
Reporting Period:
2018-08-08
Accepted Time:
2018-08-10 13:36:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1514416 Bandwidth Inc. BAND () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241109 A James Bowen C/O First Trust Advisors Lp
120 East Liberty Drive, Suite 400
Wheaton IL 60187
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-08-08 350,000 $42.00 13,113 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 751,356 Direct
Class B Common Stock 178,573 Indirect See footnote
Class A Common Stock 24,088 Indirect See footnote
Footnotes
  1. The shares of Class B Common Stock of the Issuer are automatically converted into shares of Class A Common Stock of the Issuer on a one-for-one basis upon any transfer or disposition of the Class B Common Stock or at any time at the option of the holder of such Class B Common Stock, according to information included by the Issuer in its Proxy Statement dated April 6, 2018.
  2. The securities shown as beneficially owned are held through First Capital Partners LLC ("FTCP"). The reporting person is an officer of the manager of FTCP. The reporting person disclaims beneficial ownership of the securities owned by such entities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purposes.
  3. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purposes.
  4. The securities shown as beneficially owned are held through FT Bandwidth Ventures, LLC, FT Bandwidth Ventures II, LLC and FTCP. The reporting person is an officer of the manager of each of such entities. The reporting person disclaims beneficial ownership of the securities owned by such entities except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purposes.