Filing Details

Accession Number:
0001213900-18-010640
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-09 21:10:04
Reporting Period:
2018-08-07
Accepted Time:
2018-08-09 21:10:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1741231 Forum Merger Ii Corp FMCIU () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1741229 Forum Capital Management Ii Llc 1345 Avenue Of The Americas, Fl 11
New York NY 10105
No No Yes No
1741230 Forum Investors Ii Llc 1345 Avenue Of The Americas Fl 11
New York NY 10105
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-08-07 555,000 $10.00 550,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. These shares are underlying units (each unit consisting of one share of Class A common stock and one warrant, each warrant exercisable to purchase one share of Class A common stock) held by Forum Investors II LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 5,750,000 shares of Class B common stock previously reported on a Form 3, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
  2. Marshall Kiev and David Boris are the managing members of Forum Capital Management II LLC, the managing member of the Sponsor and jointly have the voting and dispositive power of the securities held by the Sponsor. Accordingly, Messrs. Kiev and Boris may be deemed to have or share beneficial ownership of such shares.
  3. Messrs. Kiev and Boris disclaim beneficial ownership over any securities owned by the Sponsor in which they do not have any pecuniary interest.