Filing Details

Accession Number:
0001140361-18-036094
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-09 18:21:47
Reporting Period:
2018-08-07
Accepted Time:
2018-08-09 18:21:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
931336 Dean Foods Co DF Dairy Products (2020) 752559681
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1723759 Ag Beteiligungen Profectio C/O Dr. Iur. Marco Toller
Bahnhofstrasse 7
Chur V8 7000
No No No No
1723760 Ag Holding Xo Bahnhofstrasse 21
Chur V8 7001
No No No No
1723761 Ag Asset Stoffelpart Bahnhofstrasse 21
Chur V8 7001
No No No No
1723762 Ag Holding Priora Kantonsstrasse 150
Freienbach V8 8807
No No No No
1723763 Ag Vals Value Vv Mittlagada
Vals V8 7132
No No No No
1724094 Remo Stoffel C/O Stoffelpart Asset Ag
Bahnhofstrasse 21
Chur V8 7001
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-07 350,000 $8.31 9,500,000 No 4 P Indirect See Notes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Notes
Footnotes
  1. The number of securities reported represents an aggregate number of shares purchased in multiple market transactions over a range of purchase prices. The price reported represents the weighted-average price per share. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased at each separate price within the range. Purchase prices range from $8.25 to $8.45 per share, inclusive.
  2. Each of XO Holding AG, as the sole stockholder of VV Value Vals AG, Priora Holding AG, as the sole stockholder of XO Holding AG, Profectio Beteiligungen AG, as the sole stockholder of Priora Holding AG, STOFFELpart Asset AG, as the sole stockholder of Profectio Beteiligungen AG, and Remo Stoffel, as the sole stockholder of STOFFELpart Asset AG, may be deemed to share voting and dispositive power over, and may be deemed to beneficially own, the shares of common stock of the Issuer directly owned by VV Value Vals AG.
  3. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.