Filing Details
- Accession Number:
- 0001209191-18-046075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-09 17:29:07
- Reporting Period:
- 2018-08-07
- Accepted Time:
- 2018-08-09 17:29:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1458962 | Mindbody Inc. | MB | Services-Computer Processing & Data Preparation (7374) | 201898451 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1644596 | Gail Kimberly Lytikainen | 4051 Broad Street Suite 220 San Luis Obispo CA 93401 | Chief Legal Officer &Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-08-07 | 14,500 | $0.00 | 57,895 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2018-08-07 | 16,794 | $37.00 | 41,101 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2018-08-07 | 14,500 | $0.00 | 14,500 | $10.62 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2018-08-07 | 14,500 | $0.00 | 14,500 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2018-08-07 | 14,500 | $0.00 | 14,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-09-20 | No | 4 | M | Direct | |
14,500 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 17,821 | Indirect | By spouse |
Footnotes
- Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of the ReportingPerson.
- Includes 41,101 restricted stock units, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock uponsettlement.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.50 to$37.275, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide fullinformation regarding the number of shares sold at each separate price within the range set forth in the Form 4.
- Includes 17,821 RSUs, where each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
- 25% of shares subject to the option vested on July 7, 2015, and 2.0833% of the shares vest monthly thereafter.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.