Filing Details
- Accession Number:
- 0000008947-18-000140
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-08-09 16:56:57
- Reporting Period:
- 2018-07-10
- Accepted Time:
- 2018-08-09 16:56:57
- Original Submission Date:
- 2018-07-12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
8947 | Azz Inc | AZZ | Electric Lighting & Wiring Equipment (3640) | 750948250 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1115044 | E Daniel Berce | One Museum Place, Suite 500 3100 West 7Th Street Fort Worth TX 76107 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-07-10 | 1,823 | $0.00 | 62,747 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2018-07-11 | 2,724 | $25.67 | 65,471 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-07-11 | 1,275 | $54.85 | 64,196 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2018-07-11 | 1,362 | $45.36 | 65,558 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-07-11 | 1,127 | $54.85 | 64,431 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2018-07-11 | 1,603 | $43.92 | 66,034 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-07-11 | 1,284 | $54.85 | 64,750 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-07-11 | 2,003 | $54.30 | 62,747 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | STOCK APPRECIATION RIGHTS | Disposition | 2018-07-11 | 2,724 | $25.67 | 2,724 | $0.00 |
Common Stock | STOCK APPRECIATION RIGHTS | Disposition | 2018-07-11 | 1,362 | $45.36 | 1,362 | $0.00 |
Common Stock | STOCK APPRECIATION RIGHTS | Disposition | 2018-07-11 | 1,603 | $43.92 | 1,603 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,724 | No | 4 | M | Direct | ||
1,362 | No | 4 | M | Direct | ||
1,603 | No | 4 | M | Direct |
Footnotes
- Shares forfeited for the conversion of stock appreciation rights ("SARs"), which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($25.67) over the exercise price ($54.85).
- Shares forfeited for the conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($45.36) over the exercise price ($54.85).
- Shares forfeited for the conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($43.92) over the exercise price ($54.85).
- The shares sold on the open market are the aggregate net shares received upon the exercise of the SARs reported in Table I.
- The conversion of stock appreciation rights ("SARs"), which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($25.67) over the exercise price ($54.85).
- On March 1, 2012 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2013.
- The SARs granted on March 1, 2012 have an expiration date of March 1, 2019.
- The conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($45.36) over the exercise price ($54.85).
- On March 1, 2013 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2014.
- The SARs granted on March 1, 2013 have an expiration date of March 1, 2020.
- The conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($43.92) over the exercise price ($54.85).
- On March 1, 2014 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2015.
- The SARs granted on March 1, 2014 have an expiration date of March 1, 2021.