Filing Details

Accession Number:
0001179110-18-010440
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-09 16:10:43
Reporting Period:
2018-08-08
Accepted Time:
2018-08-09 16:10:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259515 Control4 Corp CTRL Electronic Components & Accessories (3670) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1583025 Susan Cashen C/O Control4 Corporation
11734 S. Election Road
Salt Lake City UT 84020
Svp Of Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-08 2,801 $20.91 2,801 No 4 M Direct
Common Stock Disposition 2018-08-08 2,801 $31.42 0 No 4 S Direct
Common Stock Acquisiton 2018-08-08 2,199 $20.91 2,199 No 4 M Direct
Common Stock Disposition 2018-08-08 2,199 $31.42 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-08-08 2,801 $0.00 2,801 $20.91
Common Stock Stock Option (Right to Buy) Disposition 2018-08-08 2,199 $0.00 2,199 $20.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-02-27 No 4 M Direct
0 2024-02-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 686 Indirect By 401(k) Plan
Footnotes
  1. Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2018.
  2. Shares held in Reporting Person's 401(k) Plan.
  3. Non-qualified Stock Options granted February 28, 2014 that are fully vested.
  4. Incentive Stock Options granted February 28, 2014 that are fully vested.