Filing Details
- Accession Number:
- 0000807249-18-000151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-09 16:00:30
- Reporting Period:
- 2018-08-07
- Accepted Time:
- 2018-08-09 16:00:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060349 | Gamco Investors Inc. Et Al | GBL | Security Brokers, Dealers & Flotation Companies (6211) | 134007862 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1406541 | Diane Lapointe | One Corporate Center Rye NY 10580 | Co-Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-08-07 | 5,000 | $0.00 | 9,000 | No | 4 | A | Direct | |
| Class A Common Stock | Disposition | 2018-08-09 | 3,996 | $26.15 | 0 | No | 4 | S | Indirect | By: Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Indirect | By: Revocable Trust |
Footnotes
- These shares represent restricted stock that was awarded to the Reporting Person pursuant to the Issuer's Stock Award and Incentive Plan. Thirty percent of these shares vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.
- The Reporting Person is one of the trustees of this Revocable Trust.
Billionaire Hedge Funds
