Filing Details
- Accession Number:
- 0000899243-18-021828
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-09 14:47:51
- Reporting Period:
- 2018-08-08
- Accepted Time:
- 2018-08-09 14:47:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 751978 | Vicor Corp | VICR | Electronic Components, Nec (3679) | 042742817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1215432 | Liam Griffin | Vicor Corporation 25 Frontage Rd. Andover MA 01810 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-08 | 1,763 | $5.67 | 1,763 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-08 | 1,763 | $62.81 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-08 | 854 | $6.29 | 854 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-08 | 854 | $62.81 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-08 | 639 | $6.29 | 639 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-08 | 639 | $62.81 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-08 | 517 | $19.35 | 517 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-08 | 517 | $62.81 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-08 | 745 | $13.42 | 745 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-08 | 745 | $62.81 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-08 | 943 | $10.61 | 943 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-08 | 943 | $62.81 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-08 | 1,242 | $8.05 | 1,242 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-08 | 1,242 | $62.81 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option | Disposition | 2018-08-08 | 1,763 | $0.00 | 1,763 | $5.67 |
| Common Stock | Non Qualified Stock Option | Disposition | 2018-08-08 | 854 | $0.00 | 854 | $6.29 |
| Common Stock | Non Qualified Stock Option | Disposition | 2018-08-08 | 639 | $0.00 | 639 | $6.29 |
| Common Stock | Non Qualified Stock Option | Disposition | 2018-08-08 | 517 | $0.00 | 517 | $19.35 |
| Common Stock | Non Qualified Stock Option | Disposition | 2018-08-08 | 745 | $0.00 | 745 | $13.42 |
| Common Stock | Non Qualified Stock Option | Disposition | 2018-08-08 | 943 | $0.00 | 943 | $10.61 |
| Common Stock | Non Qualified Stock Option | Disposition | 2018-08-08 | 1,242 | $0.00 | 1,242 | $8.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-06-21 | No | 4 | M | Direct | |
| 0 | 2023-06-17 | No | 4 | M | Direct | |
| 0 | 2023-06-17 | No | 4 | M | Direct | |
| 2,067 | 2027-06-16 | No | 4 | M | Direct | |
| 1,490 | 2025-06-19 | No | 4 | M | Direct | |
| 2,827 | 2026-06-17 | No | 4 | M | Direct | |
| 1,242 | 2024-06-20 | No | 4 | M | Direct |
Footnotes
- This stock option is exercisable in full.
- Granted on 6/16/2017 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
- Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
- Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
- Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
Billionaire Hedge Funds
