Filing Details
- Accession Number:
- 0001615774-18-007752
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-08-08 18:19:55
- Reporting Period:
- 2018-08-02
- Accepted Time:
- 2018-08-08 18:19:55
- Original Submission Date:
- 2018-08-06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1528930 | Liberty Tax Inc. | TAX | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 852412 | B. Riley Fbr, Inc. | 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 | No | No | Yes | No | |
| 1325552 | Dialectic Antithesis Partners, Lp | 119 Rowayton Avenue, 2Nd Floor Norwalk, CT 06853 | No | No | Yes | No | |
| 1464790 | B. Riley Financial, Inc. | 21255 Burbank Boulevard, Suite 400 Woodland Hills, CA 91367 | No | No | Yes | No | |
| 1642765 | Brc Partners Opportunity Fund, Lp | 11100 Santa Monica Blvd., Suite 400 Los Angeles, CA 90025 | No | No | Yes | No | |
| 1658704 | B. Riley Capital Management, Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 | No | No | Yes | No | |
| 1704985 | Br Dialectic Capital Management, Llc | 119 Rowayton Avenue, 2Nd Floor Norwalk, CT 06853 | No | No | Yes | No | |
| 1749420 | Brc Partners Management Gp, Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles, CA 90025 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-08-02 | 230,967 | $9.17 | 3,166,087 | No | 4 | P | Indirect | See notes |
| Class A Common Stock | Disposition | 2018-08-02 | 115,000 | $9.19 | 3,051,087 | No | 4 | S | Indirect | See notes |
| Class A Common Stock | Acquisiton | 2018-08-03 | 34,700 | $9.25 | 3,085,787 | No | 4 | P | Indirect | See notes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See notes |
| No | 4 | S | Indirect | See notes |
| No | 4 | P | Indirect | See notes |
Footnotes
- In addition to B. Riley Financial, Inc., a Delaware corporation ("BRF"), this Form 4/A is being filed jointly by BRC Partners Opportunity Fund, L.P., a Delaware limited partnership ("BRPLP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley FBR, Inc., a Delaware corporation ("BRFBR"), Dialectic Antithesis Partners, LP, a Delaware limited partnership ("Dialectic") and BR Dialectic Capital Management, LLC, a Delaware limited liability company (collectively, the "Filing Persons"). Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock, par value $0.01 per share ("Tax Common Stock"), of Liberty Tax, Inc., a Delaware corporation ("Liberty Tax" or the "Issuer"), reported herein except to the extent of its pecuniary interest therein.
- BRPGP is the general partner of BRPLP, BRCM is an investment advisor to BRPLP and BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by BRPLP. BRF is the parent company of BRFBR. As a result, BRF may be deemed to indirectly beneficially own the Shares held by BRFBR. BR Dialectic is the general partner and investment manager of Dialectic. BRCM is an investment advisor and the parent company of BR Dialectic and BRF is the parent company of BRCM. As a result, BR Dialectic, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by Dialectic.
- Represents shares of Tax Common Stock owned directly by BRFBR.
Billionaire Hedge Funds
