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Filing Details

Accession Number:: 0001628280-18-010804
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-08-08 16:22:13
Reporting Period:: 2018-08-06

Accepted Time:: 2018-08-08 16:22:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
319201	Kla Tencor Corp	KLAC	Optical Instruments & Lenses (3827)	042564110

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1196898	P Richard Wallace	C/O Kla-Tencor Corporation One Technology Drive Milpitas CA 95035	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2018-08-06	10,424	$118.36	47,460	No	4	S	Direct
Common Stock	Disposition	2018-08-06	3,783	$118.85	43,677	No	4	S	Direct
Common Stock - Restricted Stock Units	Disposition	2018-08-06	32,829	$0.00	212,584	No	4	M	Direct
Common Stock	Acquisiton	2018-08-06	32,829	$0.00	76,506	No	4	M	Direct
Common Stock	Disposition	2018-08-06	16,277	$118.27	60,229	No	4	F	Direct
Common Stock - Restricted Stock Units	Disposition	2018-08-06	13,237	$0.00	199,347	No	4	M	Direct
Common Stock	Acquisiton	2018-08-06	13,237	$0.00	73,466	No	4	M	Direct
Common Stock	Disposition	2018-08-06	6,563	$118.27	66,903	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	9,182	Indirect	By Trust

Footnotes

This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017.
Represents the weighted average sales price for the shares. The sales prices ranged from $118.10 to $118.77. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for the shares. The sales prices ranged from $118.36 to $119.30. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.
On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was alsograntedRSUs covering up to a maximum of 66,187 shares (based on 125% of the target shares of 52,950) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements.OnAugust 2, 2018 the independent members of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined thatthe number of shares subject to the RSUs is 65,658. On August 6, 2018, 50% of the RSUs vested.
Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 6, 2018.
On August 6, 2015, the Reporting Person was granted an RSU for 52,950 shares of KLA-Tencor Common Stock. On August 6, 2018, 25% of those shares vested.
Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary.