Filing Details
- Accession Number:
- 0001567619-18-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-08 16:19:59
- Reporting Period:
- 2018-08-06
- Accepted Time:
- 2018-08-08 16:19:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561387 | Health Insurance Innovations Inc. | HIIQ | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366007 | Bruce Telkamp | C/O Health Insurance Innovations, Inc. 15438 N. Florida Ave., Suite 201 Tampa FL 33613 | Ceo Of Healthpocket, Inc.* | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-08-06 | 4,000 | $12.13 | 36,174 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2018-08-06 | 20,000 | $4.95 | 56,174 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-08-06 | 3,373 | $43.75 | 52,801 | No | 4 | D | Direct | |
Class A Common Stock | Disposition | 2018-08-06 | 7,517 | $43.20 | 45,284 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Appreciation Rights | Disposition | 2018-08-06 | 4,000 | $0.00 | 4,000 | $12.13 |
Class A Common Stock | Stock Appreciation Rights | Disposition | 2018-08-06 | 20,000 | $0.00 | 20,000 | $4.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-07-14 | No | 4 | M | Direct | |
0 | 2022-07-01 | No | 4 | M | Direct |
Footnotes
- These stock-settled stock appreciation rights were previously granted under the Issuer's Long Term Incentive Plan, as amended ("Plan"), and are scheduled to vest in increments of 20%, 20%, 20% and 40% on successive anniversary dates of the grant, subject to the terms of the Plan and an award agreement under the Plan.
- These stock-settled stock appreciation rights were previously granted under the Plan and are scheduled to vest in increments of 25%, 25%, and 50% on successive anniversary dates of the grant, subject to the terms of the Plan and an award agreement under the Plan.
- Shares retained by the issuer to satisfy the exercise price of stock appreciation rights exercised by the Reporting Person.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.50 to $43.80, inclusive. The Reporting Person undertakes to provide Health Insurance Innovations Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The shares were sold solely to satisfy the Reporting Person's tax liability associated with the vesting of the stock appreciation rights.