Filing Details

Accession Number:
0001551923-18-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-07 14:06:38
Reporting Period:
2018-08-03
Accepted Time:
2018-08-07 14:06:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1528930 Liberty Tax Inc. TAX Patent Owners & Lessors (6794) 273561876
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1551923 Ltd Services Business Datatax 150, 3015 5Th Avenue Ne
Calgary A0 T2A 6T8
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Special Voting Preferred Stock Disposition 2018-08-03 10 $0.00 0 No 4 C Direct
Class A Common Stock Acquisiton 2018-08-03 1,000,000 $0.00 3,000,000 No 4 C Direct
Class A Common Stock Disposition 2018-08-03 3,000,000 $8.54 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Exchangeable Shares Disposition 2018-08-03 1,000,000 $0.00 1,000,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Footnotes
  1. On August 3, 2018, the Reporting Person entered into an agreement to sell 3,000,000 shares of the Issuer's Class A Common Stock to Vintage Tributum LP in a private transaction (the "Private Sale"). In connection with the Private Sale, the Reporting Person converted 1,000,000 Exchangeable Shares of Liberty Tax Holding Corporation, a wholly-owned subsidiary of Issuer (the "Exchangeable Shares"), and 10 shares of the Issuer's Special Voting Preferred Stock (the "Special Voting Preferred Stock") into 1,000,000 shares of the Issuer's Class A Common Stock.
  2. The Exchangeable Shares and Special Voting Preferred Stock were convertible into Class A Common Stock at any time and had no expiration date.