Filing Details
- Accession Number:
- 0001209191-18-045606
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-06 19:21:30
- Reporting Period:
- 2018-08-02
- Accepted Time:
- 2018-08-06 19:21:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
899460 | Mannkind Corp | MNKD | Pharmaceutical Preparations (2834) | 133607736 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1589641 | A Stuart Tross | 30930 Russell Ranch Road Suite 301 Westlake Village CA 91362 | Corp Vp, Chief People Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2018-08-02 | 5,000 | $1.31 | 62,960 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Stock Options | Employee Stock Option (right to buy) | Acquisiton | 2018-08-02 | 28,144 | $1.42 | 28,144 | $1.42 |
Stock Options | Employee Stock Option (right to buy) | Acquisiton | 2018-08-02 | 20,000 | $2.70 | 20,000 | $2.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,144 | 2018-08-02 | 2027-05-25 | No | 4 | A | Direct |
20,000 | 2018-08-02 | 2027-02-16 | No | 4 | A | Direct |
Footnotes
- The reporting person purchased shares through the Company's Employee Stock Purchase Plan on August 2, 2018, representing the maximum allowable under the Plan for this period.
- On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option.
- On February 16, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option.