Filing Details

Accession Number:
0001209191-18-045606
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-06 19:21:30
Reporting Period:
2018-08-02
Accepted Time:
2018-08-06 19:21:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
899460 Mannkind Corp MNKD Pharmaceutical Preparations (2834) 133607736
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1589641 A Stuart Tross 30930 Russell Ranch Road
Suite 301
Westlake Village CA 91362
Corp Vp, Chief People Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2018-08-02 5,000 $1.31 62,960 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Stock Options Employee Stock Option (right to buy) Acquisiton 2018-08-02 28,144 $1.42 28,144 $1.42
Stock Options Employee Stock Option (right to buy) Acquisiton 2018-08-02 20,000 $2.70 20,000 $2.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,144 2018-08-02 2027-05-25 No 4 A Direct
20,000 2018-08-02 2027-02-16 No 4 A Direct
Footnotes
  1. The reporting person purchased shares through the Company's Employee Stock Purchase Plan on August 2, 2018, representing the maximum allowable under the Plan for this period.
  2. On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option.
  3. On February 16, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option.