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Filing Details

Accession Number:: 0001209191-18-045516
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-08-06 16:16:33
Reporting Period:: 2018-08-02

Accepted Time:: 2018-08-06 16:16:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1180262	Herbalife Nutrition Ltd.	HLF	Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1624527	L Alan Hoffman	800 W. Olympic Blvd Suite 406 Los Angeles CA 90015	Evp, Global Corporate Affairs	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2018-08-02	55,576	$57.50	3,764	No	4	S	Direct
Common Stock	Acquisiton	2018-08-02	26,512	$15.22	30,276	No	4	M	Direct
Common Stock	Disposition	2018-08-02	6,991	$57.74	23,285	No	4	D	Direct
Common Stock	Disposition	2018-08-02	9,681	$57.74	13,604	No	4	F	Direct
Common Stock	Acquisiton	2018-08-02	8,734	$31.26	22,338	No	4	M	Direct
Common Stock	Disposition	2018-08-02	4,728	$57.74	17,610	No	4	D	Direct
Common Stock	Disposition	2018-08-02	1,987	$57.74	15,623	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2018-08-02	26,512	$0.00	26,512	$15.22
Common Stock	Stock Appreciation Rights	Disposition	2018-08-02	8,734	$0.00	8,734	$31.26

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
26,504	2018-03-02	2025-03-02	No	4	M	Direct
26,200		2026-05-09	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2018.
On May 14, 2018, the common stock of Herbalife Nutrition Ltd. split 2-for-1, resulting in the reporting person's acquisition of 29,670 additional shares of common stock.
The reporting person received 9,840 shares of common stock upon the net exercise of 26,512 stock appreciation rights ("SARS"). The reporting person forfeited 6,991 shares of common stock underlying the SARS in payment of the exercise price and 9,681 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on August 2, 2018 of $57.74.
The reporting person received 2,019 shares of common stock upon the net exercise of 8,734 SARS. The reporting person forfeited 4,728 shares of common stock underlying the SARS in payment of the exercise price and 1,987 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on August 2, 2018 of $57.74.
These SARS were previously reported as covering 53,017 shares at an exercise price of $30.44 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.
These SARS were previously reported as covering 21,834 shares at an exercise price of $62.51 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.
On May 9, 2016, the reporting person was granted 43,668 (post-split) Stock Appreciation Rights (SARs). These SARs vested 20% on May 9, 2017, 20% on May 9, 2018, and the remaining 60% will vest on May 9, 2019.