Home > Insider Trading > Filing (0001493152-18-010994)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
764195	Vbi Vaccines Inc	VBIV	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1701865	Francisco Diaz-Mitoma	C/O Vbi Vaccines Inc., 222 Third Street, Ste 2241 Cambridge, MA 02142	Chief Medical Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares, No Par Value Per Share	Acquisiton	2018-08-02	3,000	$2.20	11,500	No	4	P	Indirect	See Footnote
Common Shares, No Par Value Per Share	Acquisiton	2018-08-03	6,000	$2.10	17,500	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares, No Par Value Per Share	268,839	Direct
Common Shares, No Par Value Per Share	19,404	Indirect	See Footnote

Footnotes

Represents the weighted average price of shares purchased in multiple transactions at prices ranging from $2.19 to $2.219, inclusive. The reporting person undertakes to provide to VBI Vaccines Inc., any security holder of VBI Vaccines Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
The common shares are held of record by F. Diaz-Mitoma Medicine Professional Corporation. As the President of such professional corporation, the reporting person has sole voting and dispositive power over the common shares held by the professional corporation.
Represents the weighted average price of shares purchased in multiple transactions at prices ranging from $2.029 to $2.129, inclusive. The reporting person undertakes to provide to VBI Vaccines Inc., any security holder of VBI Vaccines Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
The common shares are held of record by 1120962 Ontario Inc. As the President of such corporation that owns 100% of its voting securities, the reporting person has the power to vote and dispose of the common shares held by the corporation.