Filing Details

Accession Number:
0001144204-18-041999
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-03 21:04:20
Reporting Period:
2018-08-01
Accepted Time:
2018-08-03 21:04:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1606163 Limbach Holdings Inc. LMB Construction - Special Trade Contractors (1700) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1679795 L. Kristopher Thorne 31-35Th Street
Pittsburgh PA 15201
Chief Operations Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-01 4,167 $0.00 10,482 No 4 M Direct
Common Stock Disposition 2018-08-01 1,277 $11.17 9,205 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-08-01 4,167 $0.00 4,167 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,666 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  2. This award of RSUs was granted on 08/30/2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal.
  3. Represents shares sold to cover withholding taxes due on vesting of the RSUs.