Filing Details
- Accession Number:
- 0001091667-18-000093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-03 16:11:56
- Reporting Period:
- 2018-08-01
- Accepted Time:
- 2018-08-03 16:11:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1091667 | Charter Communications Inc. | CHTR | Cable & Other Pay Television Services (4841) | 841496755 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510102 | R Richard Dykhouse | C/O Charter Communications, Inc. 400 Atlantic Street Stamford CT 06901 | Evp/Gen Counsel/Corp Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-08-01 | 3,200 | $87.19 | 6,127 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-08-01 | 1,974 | $304.99 | 4,153 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2018-08-01 | 1,889 | $60.96 | 6,042 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-08-01 | 1,014 | $304.99 | 5,028 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2018-08-02 | 2,101 | $296.52 | 2,927 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Charter Options | Disposition | 2018-08-01 | 3,200 | $0.00 | 3,200 | $87.19 |
| Class A Common Stock | Charter Options | Disposition | 2018-08-01 | 1,889 | $0.00 | 1,889 | $60.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 29,351 | 2016-02-20 | 2023-02-20 | No | 4 | M | Direct |
| 0 | 2016-12-31 | 2021-04-26 | No | 4 | M | Direct |
Footnotes
- Pursuant to a 10b5-1 plan, exercise of a portion of vested stock options granted on 2/20/2013 .
- In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).
- Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.
- Pursuant to a 10b5-1 plan, exercise of a portion of vested stock options granted on 4/26/2011.
- Withholdings of securities for the purpose of paying taxes from securities reported in Footnote #4.
- Sold pursuant to a 10b5-1 plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.18 to $296.97, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
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