Filing Details
- Accession Number:
- 0001562180-18-003480
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-03 16:02:26
- Reporting Period:
- 2018-08-01
- Accepted Time:
- 2018-08-03 16:02:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
35214 | Ferro Corp | FOE | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 340217820 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1445050 | Hugo Mark Duesenberg | 6060 Parkland Boulevard Mayfield Heights OH 44124 | General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-08-01 | 11,000 | $1.37 | 179,631 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-08-01 | 11,000 | $22.49 | 168,631 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2018-08-01 | 11,000 | $0.00 | 11,000 | $1.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-02-25 | 2019-02-25 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Share Unit | $0.00 | 2018-12-31 | 27,700 | 27,700 | Direct | |
Common Stock | Performance Share Unit | $0.00 | 2019-12-31 | 18,100 | 18,100 | Direct | |
Common Stock | Performance Share Unit | $0.00 | 2020-12-31 | 11,500 | 11,500 | Direct | |
Common Stock | Phantom Shares | $0.00 | 30,632 | 30,632 | Direct | ||
Common Stock | Restricted Share Unit | $0.00 | 2017-02-20 | 2017-02-20 | 8,100 | 8,100 | Direct |
Common Stock | Restricted Share Unit | $0.00 | 2018-02-18 | 2018-02-18 | 8,700 | 8,700 | Direct |
Common Stock | Restricted Share Unit | $0.00 | 2019-02-17 | 2019-02-17 | 11,100 | 11,100 | Direct |
Common Stock | Restricted Share Unit | $0.00 | 2020-02-15 | 2020-02-15 | 7,200 | 7,200 | Direct |
Common Stock | Restricted Share Unit | $0.00 | 2021-02-21 | 2021-02-21 | 4,600 | 4,600 | Direct |
Common Stock | Stock Options (Right to Buy) | $22.01 | 2019-02-21 | 2028-02-21 | 15,100 | 15,100 | Direct |
Common Stock | Stock Options (Right to Buy) | $15.16 | 2012-02-24 | 2021-02-24 | 32,300 | 32,300 | Direct |
Common Stock | Stock Options (Right to Buy) | $14.27 | 2018-02-15 | 2027-02-15 | 21,600 | 21,600 | Direct |
Common Stock | Stock Options (Right to Buy) | $13.09 | 2015-02-20 | 2024-02-20 | 16,700 | 16,700 | Direct |
Common Stock | Stock Options (Right to Buy) | $12.33 | 2016-02-18 | 2025-02-18 | 18,800 | 18,800 | Direct |
Common Stock | Stock Options (Right to Buy) | $9.60 | 2017-02-17 | 2026-02-17 | 32,500 | 32,500 | Direct |
Common Stock | Stock Options (Right to Buy) | $8.25 | 2011-02-25 | 2020-02-25 | 35,000 | 35,000 | Direct |
Common Stock | Stock Options (Right to Buy) | $6.84 | 2013-02-23 | 2022-02-23 | 36,100 | 36,100 | Direct |
Common Stock | Stock Options (Right to Buy) | $5.29 | 2014-02-21 | 2023-02-21 | 57,300 | 57,300 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-12-31 | 27,700 | 27,700 | Direct |
2019-12-31 | 18,100 | 18,100 | Direct |
2020-12-31 | 11,500 | 11,500 | Direct |
30,632 | 30,632 | Direct | |
2017-02-20 | 8,100 | 8,100 | Direct |
2018-02-18 | 8,700 | 8,700 | Direct |
2019-02-17 | 11,100 | 11,100 | Direct |
2020-02-15 | 7,200 | 7,200 | Direct |
2021-02-21 | 4,600 | 4,600 | Direct |
2028-02-21 | 15,100 | 15,100 | Direct |
2021-02-24 | 32,300 | 32,300 | Direct |
2027-02-15 | 21,600 | 21,600 | Direct |
2024-02-20 | 16,700 | 16,700 | Direct |
2025-02-18 | 18,800 | 18,800 | Direct |
2026-02-17 | 32,500 | 32,500 | Direct |
2020-02-25 | 35,000 | 35,000 | Direct |
2022-02-23 | 36,100 | 36,100 | Direct |
2023-02-21 | 57,300 | 57,300 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Duesenberg.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $22.44-$22.60. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
- Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.