Filing Details

Accession Number:
0001140361-18-035255
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-02 19:05:30
Reporting Period:
2018-07-31
Accepted Time:
2018-08-02 19:05:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
62234 Marcus Corp MCS Services-Motion Picture Theaters (7830) 391139844
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197432 B Rolando Rodriguez The Marcus Corporation
100 E. Wisconsin Ave., Suite 1900
Milwaukee WI 53202
Pres. & Ceo - Marcus Theatres No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-07-31 4,125 $38.62 32,850 No 4 S Direct
Common Stock Acquisiton 2018-07-31 2,000 $13.04 32,850 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) (granted 7/30/13) Disposition 2018-07-31 2,000 $0.00 2,000 $13.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-07-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,791 Indirect By Rodriguez Family Trust
Common Stock 588 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) (granted 7/29/14) $18.34 2024-07-29 10,370 10,370 Direct
Common Stock Stock Option (right to buy) (granted 7/28/15) $20.26 2025-07-28 19,611 19,611 Direct
Common Stock Stock Option (right to buy) (granted 3/1/16) $18.68 2026-03-01 12,500 12,500 Direct
Common Stock Stock Option (right to buy) (granted 2/28/17) $31.20 2027-02-28 20,000 20,000 Direct
Common Stock Stock Option (right to buy) (granted 2/27/18) $27.00 2028-02-27 34,000 34,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-07-29 10,370 10,370 Direct
2025-07-28 19,611 19,611 Direct
2026-03-01 12,500 12,500 Direct
2027-02-28 20,000 20,000 Direct
2028-02-27 34,000 34,000 Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $38.60 to $38.70. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  2. Shares previously held directly by the reporting person were transferred into the Rodriguez Living Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
  3. Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
  4. The options granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.