Filing Details
- Accession Number:
- 0001209191-18-044930
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-02 16:07:45
- Reporting Period:
- 2018-07-31
- Accepted Time:
- 2018-08-02 16:07:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1275158 | Noodles & Co | NDLS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244666 | E Thomas Lynch | 382 Greenwich Avenue Suite One Greenwich CT 06830 | Yes | No | Yes | No | |
1435257 | Scott Scharfman | 382 Greenwich Avenue Suite One Greenwich CT 06830 | No | No | Yes | No | |
1550728 | Mill Road Capital Ii Gp Llc | 382 Greenwich Avenue Suite One Greenwich CT 06830 | No | No | Yes | No | |
1550729 | Mill Road Capital Ii, L.p. | 382 Greenwich Avenue Suite One Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $0.01 Per Share | Disposition | 2018-07-31 | 387,463 | $9.50 | 6,662,424 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, $0.01 Per Share | 15,792 | Indirect | See footnote |
Footnotes
- Represents shares that Mill Road Capital II, L.P. (the "Fund") agreed to sell, subject to specified closing conditions, pursuant to an underwritingagreement, dated as of July 26, 2018, by and among the issuer, the Fund, the other selling stockholders named therein, and Jefferies LLC,Citigroup Global Markets Inc. and RBC Capital Markets, LLC, as representatives of the underwriters, in connection with a public offering of theissuer's Class A common stock.
- The shares reported are directly held by the Fund. Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
- Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Lynch has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.