Filing Details

Accession Number:
0001343837-18-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-02 15:12:53
Reporting Period:
2018-08-01
Accepted Time:
2018-08-02 15:12:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343837 Jr D Vincent Mattera C/O Ii-Vi Incorporated
375 Saxonburg Blvd
Saxonburg PA 16056
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-01 9,450 $23.50 250,310 No 4 M Direct
Common Stock Disposition 2018-08-01 6,223 $39.47 244,087 No 4 S Direct
Common Stock Disposition 2018-08-01 2,327 $40.17 241,760 No 4 S Direct
Common Stock Disposition 2018-08-01 900 $40.98 240,860 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2018-08-01 9,450 $0.00 9,450 $23.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-08-16 No 4 M Direct
Footnotes
  1. The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018.
  2. Represents the weighted average of multiple sale transactions ranging in price from $38.7500 to $39.7000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  3. Represents the weighted average of multiple sale transactions ranging in price from $39.7500 to $40.7000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  4. Represents the weighted average of multiple sale transactions ranging in price from $40.7500 to $41.2500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  5. The grant of these options previously was reported as covering 4,725 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
  6. These options vested in five equal annual intallments beginning on August 16, 2009.