Filing Details
- Accession Number:
- 0001087456-18-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-02 11:01:13
- Reporting Period:
- 2018-08-01
- Accepted Time:
- 2018-08-02 11:01:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1087456 | United Bancshares Inc | UBOH | National Commercial Banks (6021) | 341516518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1252461 | D Brian Young | 105 Progressive Drive Columbus Grove OH 45830 | President/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-01 | 502 | $22.44 | 25,181 | No | 4 | P | Indirect | ESOP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | ESOP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2016-11-15 | 12,115 | $0.00 | 12,115 | $19.32 |
| Common Stock | Stock Option (right to buy) | Acquisiton | 2017-07-26 | 10,335 | $0.00 | 10,335 | $21.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,115 | 2026-11-15 | No | 4 | A | Direct | |
| 22,450 | 2027-07-26 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,102 | Direct | |
| Common Stock | 1,045 | Indirect | Shares held by minor children. |
Footnotes
- Shares held in trust through the Corporation's Employee Stock Ownership Plan ("ESOP") for the reporting person.
- The options vest over three years, at a rate of 33.33% per year (33.34% in the final year), beginning on November 15, 2017.
- The options vest over three years, at a rate of 33.33% per year (33.34% in the final year), beginning on July 26, 2018.
Billionaire Hedge Funds
