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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1330436	Liquidia Technologies Inc	LQDA	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1722024	Alexandria Venture Investments, Llc	385 East Colorado Blvd., Suite 299 Pasadena CA 91101		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-07-30	259,808	$0.00	259,808	No	4	C	Direct
Common Stock	Acquisiton	2018-07-30	136,364	$11.00	396,172	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series D preferred stock	Disposition	2018-07-30	4,371,889	$0.00	259,808	$0.00
Series D Preferred Stock	Warrant to purchase Series D preferred stock	Disposition	2018-07-30	470,254	$0.00	470,254	$0.00
Common Stock	Warrant to purchase common stock	Acquisiton	2018-07-30	27,945	$0.00	27,945	$0.01

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Direct
0	2017-02-17	2026-12-31	No	4	J	Direct
27,945	2017-02-17	2026-12-31	No	4	J	Direct

Footnotes

The Series D preferred stock had no expiration date and automatically converted into the Issuer's common stock on a 0.0594-for-1 basis immediately prior the closing of the Issuer's initial public offering.
Not applicable.
Upon the closing of the Issuer's initial public offering and without payment of further consideration, the warrants to purchase Series D preferred stock automatically converted into warrants to purchase the Issuer's common stock. The transaction is listed solely for the purpose of reporting the change in the title and amount of securities underlying the warrants.