Filing Details
- Accession Number:
- 0001209191-18-044784
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-01 17:33:32
- Reporting Period:
- 2018-07-30
- Accepted Time:
- 2018-08-01 17:33:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1462120 | Live Oak Bancshares Inc. | LOB | State Commercial Banks (6022) | 264596286 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1635831 | Iii L. William Williams | 1741 Tiburon Drive Wilmington NC 28403 | Vice Chairman & Evp | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Voting Common Stock | Acquisiton | 2018-07-30 | 35,000 | $28.27 | 85,000 | No | 4 | P | Indirect | By 2015 GRAT |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By 2015 GRAT |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Voting Common Stock | 28,100 | Direct | |
Voting Common Stock | 774,310 | Indirect | By William L. Williams Revocable Trust |
Voting Common Stock | 450,000 | Indirect | By Elizabeth L. Williams Revocable Trust |
Voting Common Stock | 14,110 | Indirect | By Spoint-ILM, LLC |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $28.0499 to $28.55. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- Previously reported as directly beneficially owned by the reporting person.