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Filing Details

Accession Number:: 0001209191-18-044633
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-07-31 20:30:39
Reporting Period:: 2018-07-27

Accepted Time:: 2018-07-31 20:30:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1664703	Bloom Energy Corp	BE	Electrical Industrial Apparatus (3620)	770565408

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1745993	Seilheimer Susan Brennan	1299 Orleans Drive Sunnyvale CA 94089	Evp And Coo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-07-27	1,000	$15.00	1,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Restricted Stock Units (RSU)(Class B Common Stock)	Acquisiton	2018-07-27	1,003	$0.00	1,003	$0.00
Class B Common Stock	Restricted Stock Units (RSU) (Class B Common Stock)	Acquisiton	2018-07-27	13,332	$0.00	13,332	$0.00
Class B Common Stock	Restricted Stock Unit (RSU) (Class B Common Stock)	Acquisiton	2018-07-27	29,331	$0.00	29,331	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,003	No	4	A	Direct
13,332	No	4	A	Direct
29,331	No	4	A	Direct

Footnotes

Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date.
The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.
The RSU will vest 50% at the end of lock-up period and during an open trading window; 25% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 25% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date.
The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date.