Filing Details

Accession Number:
0001209191-18-044361
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-30 16:00:15
Reporting Period:
2018-07-26
Accepted Time:
2018-07-30 16:00:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
943452 Westinghouse Air Brake Technologies Corp WAB Railroad Equipment (3743) 251615902
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543091 L David Deninno 1001 Air Brake Avenue
Wilmerding PA 15148
Exec Vp, General Counsel, Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - Direct Acquisiton 2018-07-26 4,340 $48.29 70,228 No 4 M Direct
Common Stock - Direct Acquisiton 2018-07-26 5,600 $34.81 75,828 No 4 M Direct
Common Stock - Direct Acquisiton 2018-07-26 875 $87.05 76,703 No 4 M Direct
Common Stock - Direct Acquisiton 2018-07-26 2,625 $87.03 79,328 No 4 M Direct
Common Stock - Direct Acquisiton 2018-07-26 2,100 $61.33 81,428 No 4 M Direct
Common Stock - Direct Acquisiton 2018-07-26 3,150 $72.82 84,578 No 4 M Direct
Common Stock - Direct Disposition 2018-07-26 16,400 $108.99 68,178 No 4 S Direct
Common Stock - Direct Disposition 2018-07-26 2,290 $110.00 65,888 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Options Disposition 2018-07-26 5,600 $0.00 5,600 $34.81
Common Stock Non-Qualified Stock Option Disposition 2018-07-26 4,340 $0.00 4,340 $48.29
Common Stock Non-Qualified Stock Options Disposition 2018-07-26 3,150 $0.00 3,150 $72.82
Common Stock Non-Qualified Stock Option Disposition 2018-07-26 2,625 $0.00 2,625 $87.03
Common Stock Non Qualified Stock Option Disposition 2018-07-26 2,100 $0.00 2,100 $61.33
Common Stock Non-Qualified Stock Option Disposition 2018-07-26 875 $0.00 875 $87.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-03-01 2022-02-21 No 4 M Direct
0 2017-03-01 2023-02-12 No 4 M Direct
0 2018-03-01 2024-02-11 No 4 M Direct
875 2019-03-01 2025-02-10 No 4 M Direct
2,100 2020-03-01 2026-02-09 No 4 M Direct
2,625 2021-03-01 2027-02-07 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $108.805 to $109.45 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $109.52 to $110.50 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.