Filing Details
- Accession Number:
- 0001127602-18-023989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-30 09:23:25
- Reporting Period:
- 2018-07-26
- Accepted Time:
- 2018-07-30 09:23:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1113169 | Price T Rowe Group Inc | TROW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 522264646 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456872 | D Christopher Alderson | 100 E. Pratt Street Baltimore MD 21202 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-07-26 | 10 | $110.20 | 114,860 | No | 5 | A | Direct | |
Common Stock | Acquisiton | 2018-07-26 | 41,639 | $45.79 | 156,499 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-07-26 | 40,921 | $67.56 | 197,420 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-07-26 | 41,639 | $121.89 | 155,781 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-07-26 | 31,282 | $121.60 | 124,499 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2018-07-26 | 41,639 | $0.00 | 41,639 | $45.79 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2018-07-26 | 40,921 | $0.00 | 40,921 | $67.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-11-01 | 2020-09-08 | No | 4 | M | Direct |
0 | 2012-11-01 | 2021-02-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 262,000 | Indirect | Spouse |
Footnotes
- Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- The range of prices for this transaction were $121.60 to $122.47. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each seperate price.
- 09/08/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.
- 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.