Filing Details
- Accession Number:
- 0000920112-18-000225
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-27 11:07:08
- Reporting Period:
- 2018-07-26
- Accepted Time:
- 2018-07-27 11:07:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920112 | Heartland Financial Usa Inc | HTLF | State Commercial Banks (6022) | 421405748 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1742271 | J Martin Schmitz | 1398 Central Avenue Dubuque IA 52001 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-07-26 | 2,802 | $60.00 | 234,460 | No | 4 | S | Indirect | controlling member |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | controlling member |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 68,637 | Direct | |
Common Stock | 237,262 | Indirect | controlling member |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | 2018 Director Restricted Stock Units | $0.00 | 1,235 | 0 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,235 | 0 | Direct |
Footnotes
- Shares sold pursuant to 10b5-1 Plan effective 6/4/2018
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.