Filing Details

Accession Number:
0000073124-18-000255
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-26 19:01:53
Reporting Period:
2018-07-24
Accepted Time:
2018-07-26 19:01:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1393081 Joyce Clair St 50 South Lasalle Street
Chicago IL 60603
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-07-24 3,166 $112.00 33,147 No 4 S Indirect By Trust
Common Stock Disposition 2018-07-25 2,289 $0.00 0 No 5 G Indirect 2015 GRAT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 5 G Indirect 2015 GRAT
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28,711 Direct
Common Stock 5,097 Indirect 401(k) as of 6-30-18
Footnotes
  1. This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
  2. On July 25, 2018, the reporting person's grantor retained annuity trust ("GRAT") distributed 5,403 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date 2,289 shares also were distributed to the remaindermen of the GRAT. Each distribution was made in accordance with the terms of the GRAT instrument.
  3. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.