Filing Details
- Accession Number:
- 0000073124-18-000255
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-26 19:01:53
- Reporting Period:
- 2018-07-24
- Accepted Time:
- 2018-07-26 19:01:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1393081 | Joyce Clair St | 50 South Lasalle Street Chicago IL 60603 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-07-24 | 3,166 | $112.00 | 33,147 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2018-07-25 | 2,289 | $0.00 | 0 | No | 5 | G | Indirect | 2015 GRAT |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 5 | G | Indirect | 2015 GRAT |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,711 | Direct | |
Common Stock | 5,097 | Indirect | 401(k) as of 6-30-18 |
Footnotes
- This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
- On July 25, 2018, the reporting person's grantor retained annuity trust ("GRAT") distributed 5,403 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date 2,289 shares also were distributed to the remaindermen of the GRAT. Each distribution was made in accordance with the terms of the GRAT instrument.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.