Filing Details
- Accession Number:
- 0001104659-18-047445
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-26 17:16:03
- Reporting Period:
- 2018-07-24
- Accepted Time:
- 2018-07-26 17:16:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1737953 | Replimune Group Inc. | REPL | Biological Products, (No Disgnostic Substances) (2836) | 822082553 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1747586 | U.a. Cooperatief Iii Fund Capital Forbion | C/O Forbion Capital Partners, Gooimeer 2-35 Naarden P7 1411 DC | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-07-24 | 994,688 | $0.00 | 994,688 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-07-24 | 2,579,881 | $0.00 | 3,574,569 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-07-24 | 1,013,547 | $0.00 | 4,588,116 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-07-24 | 133,333 | $15.00 | 4,721,449 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to buy) | Acquisiton | 2018-07-24 | 248,672 | $0.00 | 248,672 | $0.00 |
Series Seed Convertible Preferred Stock | Warrant (right to buy) | Disposition | 2018-07-24 | 248,672 | $0.00 | 248,672 | $0.00 |
Common Stock | Series Seed Convertible Preferred Stock | Disposition | 2018-07-24 | 994,688 | $0.00 | 994,688 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2018-07-24 | 2,579,881 | $0.00 | 2,579,881 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-07-24 | 1,013,547 | $0.00 | 1,013,547 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
248,672 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- In connection with the completion of the Issuer's initial public offering, each share of the Issuer's series seed convertible preferred stock, series A convertible preferred stock and series B convertible preferred stock (collectively, the "Preferred Stock") converted into shares of the Issuer's common stock on a 1-for-9.94688 basis without payment or consideration. The Preferred Stock had no expiration date.
- The securities are held directly by Forbion Capital Fund III Cooperatief U.A. ("Forbion Coop"). Forbion III Management B.V. ("Forbion Management") is the director of Forbion Coop and may be deemed to have voting, investment and dispositive power with respect to the shares held by Forbion Coop. Forbion Management disclaims Section 16 beneficial ownership of the shares held by Forbion Coop, except to the extent, if any, of its pecuniary interest therein.
- Reflects warrants to acquire shares of the Issuer's Series Seed Convertible Preferred Stock which automatically converted into warrants to acquire shares of the Issuer's common stock immediately prior to the completion of the Issuer's initial public offering on a 1-for-9.94688 basis without payment or consideration. The warrants have no expiration date. The exercise price is $1.01 per share of the Issuer's common stock.
- Reflects the number of shares of applicable series of preferred stock held by the Reporting Person on an as-converted to common stock basis.