Filing Details
- Accession Number:
- 0001140361-18-033671
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-26 16:50:09
- Reporting Period:
- 2018-07-19
- Accepted Time:
- 2018-07-26 16:50:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1695357 | Provention Bio Inc. | PRVB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227104 | A Peter Appel | 3505 Main Lodge Drive Coconut Grove FL 33133 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2018-07-19 | 1,200,000 | $0.00 | 1,200,000 | No | 4 | C | Direct | |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2018-07-19 | 750,000 | $4.00 | 1,950,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Footnotes
- The Series A Convertible Preferred Stock converted into Provention Bio, Inc. common stock on a 1-for-1 basis.
- The securities were purchased pursuant to an underwritten public offering by the Issuer. The offering closed on July 19, 2018.