Filing Details
- Accession Number:
- 0000899243-18-020659
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-26 16:27:37
- Reporting Period:
- 2018-07-24
- Accepted Time:
- 2018-07-26 16:27:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1737953 | Replimune Group Inc. | REPL | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1578965 | Adam Koppel | C/O Bain Capital Life Sciences Investors 200 Clarendon Street Boston MA 02116 | Yes | No | No | No | |
1687968 | Bain Capital Life Sciences Fund, L.p. | 200 Clarendon Street Boston MA 02116 | No | No | Yes | No | |
1702921 | Bcip Life Sciences Associates, Lp | 200 Clarendon Street Boston MA 02116 | No | No | Yes | No | |
1702957 | Lawrence Jeffrey Schwartz | 200 Clarendon Street Boston MA 02116 | No | No | Yes | No | |
1703030 | Bain Capital Life Sciences Partners, Lp | 200 Clarendon Street Boston MA 02116 | No | No | Yes | No | |
1703031 | Bain Capital Life Sciences Investors, Llc | 200 Clarendon Street Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-07-24 | 2,338,968 | $0.00 | 2,338,968 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2018-07-24 | 500,000 | $15.00 | 2,838,968 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-07-24 | 235,146 | $0.00 | 2,338,968 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- Represents shares held directly by Bain Capital Life Sciences Fund, L.P. and BCIP Life Sciences Associates, LP (collectively, the "Bain Life Sciences Entities").
- The governance, investment strategy and decision-making process with respect to investments held by the Bain Life Sciences Entities is directed by Bain Capital Life Sciences Investors, LLC ("BCI LS"), whose managers are Jeffrey Schwartz and Adam Koppel. As a result, BCI LS, Mr. Schwartz and Dr. Koppel may each be deemed to share voting and dispositive power with respect to the securities held by the Bain Life Sciences Entities. BCI LS, Mr. Schwartz and Dr. Koppel each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- Each share of Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 1-for-9.94688 basis upon the consummation of the Issuer's initial public offering without payment or additional consideration. The shares of Series B Convertible Preferred Stock had no expiration date.
- On July 24, 2018, the Bain Life Sciences Entities purchased, in aggregate, 500,000 shares of Common Stock of the Issuer at a price of $15 per share, pursuant to an underwritten public offering.