Filing Details

Accession Number:
0000897423-18-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-26 14:59:47
Reporting Period:
2018-07-24
Accepted Time:
2018-07-26 14:59:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1398733 Aquestive Therapeutics Inc. AQST () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1281933 K Douglas Bratton 201 Main Street
Suite 1900
Fort Worth TX 76102
Yes No Yes No
1723783 Bratton Capital Inc. 201 Main Street
Suite 1900
Fort Worth TX 76102
No No Yes No
1723787 Bratton Capital Management, L.p. 201 Main Street
Suite 1900
Fort Worth TX 76102
No No Yes No
1747211 Monoline Partners, L.p. C/O Bratton Capital Management
201 Main Street, Suite 1900
Fort Worth TX 76102
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-07-24 165,000 $15.00 165,000 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 75,085 Direct
Common Stock 2,249,077 Indirect See Footnotes
Common Stock 2,213,314 Indirect See Footnotes
Common Stock 4,032,907 Indirect See Footnotes
Common Stock 2,755,541 Indirect See Footnotes
Common Stock 87,455 Indirect See Footnotes
Footnotes
  1. These securities are beneficially owned by MonoLine Partners, L.P. ("MonoLine").
  2. These securities are owned, as indicated, by MonoLine, MRX Partners, LLC ("MRX Partners"), MonoLine Rx, L.P. ("Monoline Rx"), MonoLine Rx II, L.P. ("Monoline II"), and MonoLine Rx III, L.P. ("Monoline III"), respectively. Monoline, MRX Partners, Monoline Rx, Monoline II, and Monoline III are referred to herein collectively as the "Monoline Entities". Bratton Capital Management, L.P. ("Bratton Capital Management") is the general partner of each of the Monoline Entities. Bratton Capital, Inc. ("Bratton") is the general partner of Bratton Capital Management. The Reporting Person, Douglas K. Bratton, is the sole director of Bratton and has voting and investment power over all shares held by the Monoline Entities.
  3. These securities are beneficially owned by MRX Partners.
  4. These securities are beneficially owned by Monoline Rx.
  5. These securities are beneficially owned by Monoline II.
  6. These securities are beneficially owned by Monoline III.
  7. These securities are beneficially owned by MonoSol Rx Genpar, L.P. ("Monosol"). Bratton is the general partner of Monosol. The Reporting Person, Douglas K. Bratton, is the sole director of Bratton and has voting and investment power over all shares held by Monosol.
  8. Bratton Capital Management, Bratton, and Mr. Bratton may each be deemed to own beneficially all shares owned by the Monoline Entities, and Bratton and Mr. Bratton may be deemed to beneficially own all shares held by Monosol. Each such entity and Mr. Bratton disclaims beneficial ownership of the reported securities except to the extent of its or his respective pecuniary interest therein.