Filing Details
- Accession Number:
- 0001394156-18-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-25 17:42:21
- Reporting Period:
- 2016-07-28
- Accepted Time:
- 2018-07-25 17:42:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394156 | Diversified Restaurant Holdings Inc. | SAUC | Retail-Eating Places (5812) | 030606420 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435206 | Gregory David Burke | 27680 Franklin Road Southfield MI 48034 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-07-24 | 65,000 | $1.00 | 381,421 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase common stock -- -- Right to Buy '16 | Disposition | 2016-07-28 | 30,000 | $0.00 | 30,000 | $2.50 |
Common Stock | Option to purchase common stock -- -- Right to Buy '19 | Acquisiton | 2016-07-28 | 30,000 | $0.00 | 30,000 | $2.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-07-31 | No | 4 | D | Direct | |
30,000 | 2019-07-31 | No | 4 | A | Direct |
Footnotes
- The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option with the grant of a replacement option. The option was originally granted on July 31, 2010 and provided for vesting in three equal installments commencing on July, 31, 2011.