Filing Details
- Accession Number:
- 0001127602-18-023838
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-25 15:07:31
- Reporting Period:
- 2018-07-24
- Accepted Time:
- 2018-07-25 15:07:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507137 | J Timothy Lau | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2018-07-24 | 19,834 | $17.24 | 69,098 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-07-24 | 34 | $27.98 | 69,064 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-07-24 | 2,799 | $28.00 | 66,265 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-07-24 | 1,100 | $28.03 | 65,165 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-07-24 | 5,001 | $28.05 | 60,164 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-07-24 | 1,600 | $28.08 | 58,564 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-07-24 | 3,300 | $28.10 | 55,264 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-07-24 | 4,400 | $28.13 | 50,864 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-07-24 | 1,100 | $28.15 | 49,764 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2018-07-24 | 500 | $28.18 | 49,264 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2018-07-24 | 19,834 | $0.00 | 19,834 | $17.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,612 | 2025-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $0.01 Par Value | 1,406 | Indirect | 401(k) Plan |
Footnotes
- Option vests in four equal annual installments beginning on February 8, 2016.
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