Filing Details

Accession Number:
0001209191-18-043805
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-24 18:33:40
Reporting Period:
2015-08-31
Accepted Time:
2018-07-24 18:33:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
784011 Pope Resources Ltd Partnership POPE Forestry (800) 911313292
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
933422 H James Dahl 4314 Pablo Oaks Court
Jacksonville FL 32224
No No Yes No
1542075 L. William Dahl 4314 Pablo Oaks Court
Jacksonville FL 32224
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Limited Partnership Units Acquisiton 2015-08-31 50 $65.50 6,521 No 4 P Indirect By JHD Trust
Limited Partnership Units Acquisiton 2017-05-24 70 $74.00 70 No 4 P Indirect TD IRA
Limited Partnership Units Acquisiton 2017-05-25 100 $74.04 170 No 4 P Indirect TD IRA
Limited Partnership Units Acquisiton 2017-05-24 250 $73.97 250 No 4 P Indirect WD IRAs
Limited Partnership Units Acquisiton 2017-06-06 50 $73.38 300 No 4 P Indirect WD IRAs
Limited Partnership Units Acquisiton 2017-07-25 100 $75.00 400 No 4 P Indirect WD IRAs
Limited Partnership Units Acquisiton 2017-08-07 100 $72.90 500 No 4 P Indirect WD IRAs
Limited Partnership Units Acquisiton 2018-01-25 100 $70.25 600 No 4 P Indirect WD IRAs
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By JHD Trust
No 4 P Indirect TD IRA
No 4 P Indirect TD IRA
No 4 P Indirect WD IRAs
No 4 P Indirect WD IRAs
No 4 P Indirect WD IRAs
No 4 P Indirect WD IRAs
No 4 P Indirect WD IRAs
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Limited Partnership Units 2,525 Indirect By Household Family Member
Limited Partnership Units 147,652 Direct
Limited Partnership Units 186,168 Indirect By IRA Accounts
Limited Partnership Units 26,411 Indirect By KMD Trust
Limited Partnership Units 102,842 Indirect By JHD Trust FBO KWD
Limited Partnership Units 21,879 Indirect By JHD Trust FBO JAD
Limited Partnership Units 29,250 Indirect By Dahl Family Foundation
Footnotes
  1. Units are owned by the James H. Dahl Irrevocable Trust, 2007, James Schmitt, Trustee.
  2. Units are held by IRA custodial accounts for the benefit of Theresa A. Dahl.
  3. The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $73.89 to $74.03 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote.
  4. Units are held by in IRA accounts for the benefit of William L. Dahl.
  5. The Form 4 filed on June 13, 2013 by the reporting persons ("the June 13, 2013 Form 4") incorrectly sought to correct the tally of units directly held by the reporting persons and those held by an adult member of a reporting person's household. As a result, the total holding for each were incorrectly stated, specifically: (a) the amount reported as directly held on the June 13, 2013 Form 4 by a reporting person was 144,827 but should not have changed from the correct amount of 147,652, as reported on the Form 4, filed with the SEC on June 11, 2013 ("Correct Form 4"); and (b) the amount reported as held by an adult member of a reporting person's household on the June 13, 2013 Form 4 was 2,825 but should not have changed from the correct amount of 1,075, as reported on the Correct Form 4. Each Form 4 filed since the June 13, 2013 Form 4 continued such erroneous tally of holdings. The total holdings referenced in this Form 4 correct such reporting error.
  6. Units are owned by an adult member of James H. Dahl's household. He disclaims beneficial ownership of these units.
  7. Units are held in two IRA accounts as follows: 53,854 unit held by IRA FOB James H. Dahl (ROTH Conversion Account) and 132,314 units held by IRS FBO James H. Dahl (ROTH II Jefferies).
  8. Units are held by Kathleen M. Dahl Irrevocable Trust, the trustee of which is James H. Dahl.
  9. Units are held by James H. Dahl Trust FBO Kathryn Whitten Dahl, the trustee of which is William L. Dahl.
  10. Units are held by James H. Dahl Trust FBO James Andrew Dahl, the trustee of which is William L. Dahl.
  11. Units are held by Dahl Family Foundation, the trustee of which is William L. Dahl. Neither James H. Dahl nor any member of his family has any pecuniary interest in the units held by the Dahl Family Foundation, Inc.