Filing Details

Accession Number:
0001209191-18-043776
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-24 17:10:42
Reporting Period:
2018-07-20
Accepted Time:
2018-07-24 17:10:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
110621 Rpm International Inc RPM Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 020642224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1414203 W. Edward Moore 2628 Pearl Road
P.o. Box 777
Medina OH 44258
Svp, Gc & Cco No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2018-07-20 12,191 $61.65 48,931 No 4 F Direct
Common Stock, $0.01 Par Value Acquisiton 2018-07-23 7,500 $44.60 56,431 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2018-07-23 22,500 $47.14 78,931 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2018-07-23 22,709 $61.44 56,222 No 4 D Direct
Common Stock, $0.01 Par Value Disposition 2018-07-23 3,123 $61.44 53,099 No 4 F Direct
Common Stock, $0.01 Par Value Disposition 2018-07-23 4,168 $61.91 48,931 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2018-07-23 7,500 $0.00 7,500 $44.60
Common Stock Stock Appreciation Rights Disposition 2018-07-23 22,500 $0.00 22,500 $47.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
120,000 2018-07-21 2024-07-21 No 4 M Direct
97,500 2025-07-20 No 4 M Direct
Footnotes
  1. On July 20, 2018, 31,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 12,191 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
  2. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $61.8901 - $69.99. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. Includes an aggregate of 10,130 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 7,492 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 12,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
  4. The Stock Appreciation Rights vested on July 20, 2016, 2017 and 2018.
  5. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2015 and 2018 and expire 10 years from the date of grant.