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Filing Details

Accession Number:: 0001209191-18-043776
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-07-24 17:10:42
Reporting Period:: 2018-07-20

Accepted Time:: 2018-07-24 17:10:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
110621	Rpm International Inc	RPM	Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851)	020642224

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1414203	W. Edward Moore	2628 Pearl Road P.o. Box 777 Medina OH 44258	Svp, Gc & Cco	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, $0.01 Par Value	Disposition	2018-07-20	12,191	$61.65	48,931	No	4	F	Direct
Common Stock, $0.01 Par Value	Acquisiton	2018-07-23	7,500	$44.60	56,431	No	4	M	Direct
Common Stock, $0.01 Par Value	Acquisiton	2018-07-23	22,500	$47.14	78,931	No	4	M	Direct
Common Stock, $0.01 Par Value	Disposition	2018-07-23	22,709	$61.44	56,222	No	4	D	Direct
Common Stock, $0.01 Par Value	Disposition	2018-07-23	3,123	$61.44	53,099	No	4	F	Direct
Common Stock, $0.01 Par Value	Disposition	2018-07-23	4,168	$61.91	48,931	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	M	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2018-07-23	7,500	$0.00	7,500	$44.60
Common Stock	Stock Appreciation Rights	Disposition	2018-07-23	22,500	$0.00	22,500	$47.14

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
120,000	2018-07-21	2024-07-21	No	4	M	Direct
97,500		2025-07-20	No	4	M	Direct

Footnotes

On July 20, 2018, 31,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 12,191 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $61.8901 - $69.99. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Includes an aggregate of 10,130 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 7,492 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 12,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
The Stock Appreciation Rights vested on July 20, 2016, 2017 and 2018.
Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2015 and 2018 and expire 10 years from the date of grant.