Filing Details

Accession Number:
0001340127-18-000103
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-24 17:08:54
Reporting Period:
2018-07-23
Accepted Time:
2018-07-24 17:08:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1340127 Carbonite Inc CARB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229269 David Friend C/O Carbonite, Inc.
Two Avenue De Lafayette
Boston MA 02111
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-07-23 698,080 $37.50 328,902 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 224,463 Indirect By Trust
Common Stock 37,631 Indirect By Trust
Common Stock 51,880 Direct
Footnotes
  1. These shares are owned by the David Friend 2009 Revocable Trust. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  2. These shares are owned by the Friend-Shepherd Family 2009 Irrev Trust II. The reporting person's children are beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  3. These shares are owned by the Margaret Shepherd Revocable Trust. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.