Filing Details
- Accession Number:
- 0001104659-18-046330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-20 19:02:15
- Reporting Period:
- 2018-07-20
- Accepted Time:
- 2018-07-20 19:02:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1658247 | Crinetics Pharmaceuticals Inc. | CRNX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219014 | M Scott Rocklage | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1240357 | D John Diekman | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1589314 | 5Am Partners Iv, Llc | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1589315 | 5Am Ventures Iv, L.p. | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1593361 | 5Am Co-Investors Iv, L.p. | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1598549 | J. Andrew Schwab | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-07-20 | 2,797,635 | $0.00 | 2,797,635 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2018-07-20 | 451,274 | $0.00 | 3,248,909 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2018-07-20 | 116,567 | $0.00 | 116,567 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2018-07-20 | 18,802 | $0.00 | 135,369 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2018-07-20 | 110,400 | $17.00 | 3,359,309 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2018-07-20 | 4,600 | $17.00 | 139,969 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnotes |
No | 4 | C | Indirect | See footnotes |
No | 4 | C | Indirect | See footnotes |
No | 4 | C | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2018-07-20 | 9,204,220 | $0.00 | 2,797,635 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2018-07-20 | 1,484,690 | $0.00 | 451,274 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2018-07-20 | 383,507 | $0.00 | 116,567 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2018-07-20 | 61,861 | $0.00 | 18,802 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- These securities are held of record by 5AM Ventures IV, L.P. ("Ventures IV"). Following the transactions reported herein, 3,359,309 shares of Common Stock are held of record by Ventures IV.
- These securities are held of record by 5AM Co-Investors IV, L.P. ("Co-Investors IV"). Following the transactions reported herein, 139,969 shares of Common Stock are held of record by Co-Investors IV.
- 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV and Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Ventures IV and Co-Investors IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein.
- Each share of the Issuer's Series A Preferred Stock and Series B Preferred Stock automatically converted into the Issuer's Common stock on a 3.29-for-1 basis, for no additional consideration, upon the closing of the Issuer's initial public offering. The Series A Preferred Stock and the Series B Preferred Stock had no expiration date.