Filing Details
- Accession Number:
- 0001209191-18-043469
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-20 16:23:40
- Reporting Period:
- 2018-07-18
- Accepted Time:
- 2018-07-20 16:23:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1503802 | Karyopharm Therapeutics Inc. | KPTI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1364719 | Michael Kauffman | C/O Karyopharm Therapeutics Inc. 85 Wells Avenue Newton MA 02459 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-07-18 | 1 | $0.03 | 512,144 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-07-18 | 5,757 | $0.26 | 517,901 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-07-18 | 4,242 | $4.75 | 522,143 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-07-18 | 10,000 | $18.27 | 512,143 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-07-18 | 1 | $0.00 | 1 | $0.03 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-07-18 | 5,757 | $0.00 | 5,757 | $0.26 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-07-18 | 4,242 | $0.00 | 4,242 | $4.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-12-31 | No | 4 | M | Direct | |
| 0 | 2021-12-13 | No | 4 | M | Direct | |
| 476,061 | 2023-09-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 713,510 | Indirect | By Spouse |
| Common Stock | 47,309 | Indirect | By GRAT |
| Common Stock | 47,309 | Indirect | By Spouse's GRAT |
Footnotes
- These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.50, inclusive. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These shares are held by the Michael G. Kauffman 2016 Qualified Annuity Interest Trust.
- These shares are held by the Sharon Shacham 2016 Qualified Annuity Interest Trust.
- This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on January 1, 2012, and the remaining 75% vested in 36 equal monthly installments thereafter.
- This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on June 18, 2013, and the remaining 75% vested in 36 equal monthly installments thereafter.
- This option, representing a right to purchase a specified number of shares, vested as to 25% of the shares on September 3, 2014, and the remaining 75% vested in 36 equal monthly installments thereafter.
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