Filing Details
- Accession Number:
- 0001140361-11-010816
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-18 16:52:35
- Reporting Period:
- 2011-02-16
- Filing Date:
- 2011-02-18
- Accepted Time:
- 2011-02-18 16:52:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
37748 | Massey Energy Co | MEE | Bituminous Coal & Lignite Surface Mining (1221) | 950740960 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220279 | Jr F Baxter Phillips | C/O Massey Energy Company 4 North 4Th Street Richmond VA 23219 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-16 | 19,627 | $29.95 | 139,847 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-16 | 19,627 | $39.00 | 159,474 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-16 | 10,204 | $28.96 | 169,678 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-16 | 49,458 | $66.52 | 120,220 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-17 | 9,645 | $19.50 | 129,865 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-17 | 5,879 | $24.73 | 135,744 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-17 | 15,524 | $66.94 | 120,220 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-16 | 19,627 | $0.00 | 19,627 | $29.95 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-16 | 19,627 | $0.00 | 19,627 | $39.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-16 | 10,204 | $0.00 | 10,204 | $28.96 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-17 | 9,645 | $0.00 | 9,645 | $19.50 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-17 | 5,879 | $0.00 | 5,879 | $24.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-11-15 | 2014-11-15 | No | 4 | M | Direct |
0 | 2009-11-17 | 2015-11-14 | No | 4 | M | Direct |
0 | 2010-11-12 | 2017-11-12 | No | 4 | M | Direct |
4,823 | 2010-11-10 | 2018-11-10 | No | 4 | M | Direct |
2,454 | 2009-11-12 | 2016-11-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,173 | Indirect | By the 401(k) Plan |
Common Stock | 8,911 | Indirect | By wife |
Footnotes
- Consideration for these stock options is in the form of labor performed for or services rendered to Massey, having a fair market value of not less than the present fair market value of a like number of options of common stock of Massey.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.65 to $66.50, inclusive. The reporting person undertakes to provide to Massey Energy Company (MEE), any security holder of MEE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2)and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.75 to $67.00, inclusive.
- The remaining stock options vest and become exercisable on November 10, 2011.