Filing Details
- Accession Number:
- 0001001250-11-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-18 16:47:30
- Reporting Period:
- 2011-02-16
- Filing Date:
- 2011-02-18
- Accepted Time:
- 2011-02-18 16:47:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1432251 | C. Alexandra Trower | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Evp - Global Communications | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-02-16 | 16,666 | $52.83 | 20,088 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2011-02-16 | 10,833 | $34.00 | 30,921 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-02-16 | 27,499 | $94.24 | 3,422 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (right to buy) | Disposition | 2011-02-16 | 16,666 | $0.00 | 16,666 | $52.83 |
Class A Common Stock | Option (right to buy) | Disposition | 2011-02-16 | 10,833 | $0.00 | 10,833 | $34.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,334 | 2010-01-01 | 2018-09-11 | No | 4 | M | Direct |
21,667 | 2011-01-01 | 2019-09-02 | No | 4 | M | Direct |
Footnotes
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,333 shares exercisable from and after January 1, 2010; 8,333 shares exercisable from and after January 1, 2011; 8,334 shares exercisable from and after January 1, 2012.
- Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 10,833 shares exercisable from and after January 1, 2011; 10,833 shares exercisable from and after January 1, 2012; 10,834 shares exercisable from and after January 1, 2013.
- Not Applicable
- The Reporting Person also has options to purchase at various prices 67,836 shares of Class A Common Stock none of which are currently exercisable.
- Sales prices range from $94.04 to $94.63 per share, inclusive.