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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1428439	Roku Inc	ROKU	Cable & Other Pay Television Services (4841)	262087865

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1716857	A. Scott Rosenberg	C/O Roku, Inc. 150 Winchester Circle Los Gatos CA 95032	Gm, Sr Vp Platform Busines	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-07-17	20,000	$8.82	20,000	No	4	C	Direct
Class A Common Stock	Disposition	2018-07-17	20,000	$50.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Employee Stock Option (right to buy)	Disposition	2018-07-17	20,000	$8.82	20,000	$8.82
Class A Common Stock	Class B Common Stock	Acquisiton	2018-07-17	20,000	$8.82	20,000	$8.82
Class A Common Stock	Class B Common Stock	Disposition	2018-07-17	20,000	$8.82	20,000	$8.82

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
146,666	2017-09-15	2027-08-15	No	4	M	Direct
20,000		2027-08-15	No	4	M	Direct
0		2027-08-15	No	4	C	Direct

Footnotes

Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017.
Granted August 15, 2017; 1/48 of the Option vests in equal monthly installments from grant date.
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4)
(footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.