Filing Details
- Accession Number:
- 0001493152-18-010240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-19 17:59:21
- Reporting Period:
- 2018-07-19
- Accepted Time:
- 2018-07-19 17:59:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1695357 | Provention Bio Inc. | PRVB | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1743611 | Wayne Pisano | C/O Provention Bio, Inc. P.o. Box 666 Oldwick NJ 08858 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2018-07-19 | 2,500 | $4.00 | 2,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 | Option (right to buy) | Acquisiton | 2018-07-19 | 128,981 | $0.00 | 128,981 | $4.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
128,981 | 2028-07-19 | No | 4 | A | Direct |
Footnotes
- The securities were purchased pursuant to an underwritten public offering by the Issuer. The offering closed on July 19, 2018.
- The option vests in eight equal semi-annual installments commencing on January 19, 2018 and will become fully vested on July 19, 2022.
- The securities were granted pursuant to the Issuer's 2017 Equity Incentive Plan, effective as of the closing of the Issuer's initial public offering of common stock.