Filing Details
- Accession Number:
- 0001683168-18-001983
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-19 16:37:16
- Reporting Period:
- 2018-06-15
- Accepted Time:
- 2018-07-19 16:37:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495932 | Exp World Holdings Inc. | EXPI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198741 | D Randall Miles | 2219 Rimland Drive, Suite 301 Bellingham WA 98229 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-15 | 200 | $1.76 | 200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-15 | 200 | $14.37 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-18 | 3,483 | $1.76 | 3,483 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-18 | 3,483 | $13.96 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-19 | 10,334 | $1.76 | 10,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-19 | 10,334 | $13.05 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-20 | 4,350 | $1.76 | 4,350 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-20 | 4,350 | $13.25 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-21 | 100 | $1.76 | 100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-21 | 100 | $13.25 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-22 | 1,730 | $1.76 | 1,730 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-22 | 1,730 | $12.88 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-26 | 3,113 | $1.76 | 3,113 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-26 | 3,113 | $12.65 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-27 | 1,859 | $1.76 | 1,859 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-27 | 1,859 | $12.56 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-28 | 124 | $1.76 | 124 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-28 | 124 | $12.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-29 | 9,006 | $1.76 | 9,006 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-29 | 9,006 | $11.47 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-06-15 | 200 | $0.00 | 200 | $1.76 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-06-18 | 3,483 | $0.00 | 3,483 | $1.76 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-06-19 | 10,334 | $0.00 | 10,334 | $1.76 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-06-20 | 4,350 | $0.00 | 4,350 | $1.76 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-06-21 | 100 | $0.00 | 100 | $1.76 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-06-22 | 1,730 | $0.00 | 1,730 | $1.76 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-06-26 | 3,113 | $0.00 | 3,113 | $1.76 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-06-27 | 1,859 | $0.00 | 1,859 | $1.76 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-06-28 | 124 | $0.00 | 124 | $1.76 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-06-29 | 9,006 | $0.00 | 9,006 | $1.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,349,800 | 2026-07-20 | No | 4 | M | Direct | |
| 1,346,317 | 2026-07-20 | No | 4 | M | Direct | |
| 1,335,983 | 2026-07-20 | No | 4 | M | Direct | |
| 1,331,633 | 2026-07-20 | No | 4 | M | Direct | |
| 1,331,533 | 2026-07-20 | No | 4 | M | Direct | |
| 1,329,803 | 2026-07-20 | No | 4 | M | Direct | |
| 1,326,690 | 2026-07-20 | No | 4 | M | Direct | |
| 1,324,831 | 2026-07-20 | No | 4 | M | Direct | |
| 1,324,707 | 2026-07-20 | No | 4 | M | Direct | |
| 1,315,701 | 2026-07-20 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.02, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.80 to $12.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.60 to $12.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.30 to $12.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (5) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.35 to $11.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (6) to this Form 4.
- The exercise price reported in this filing corrects a Form 4 filed on September 15, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.
- The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.
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