Filing Details
- Accession Number:
- 0001246360-11-001239
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-18 16:45:10
- Reporting Period:
- 2011-02-16
- Filing Date:
- 2011-02-18
- Accepted Time:
- 2011-02-18 16:45:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1363562 | Francis Tang | 15660 Dallas Parkway Suite 850 Dallas TX 75248 | Vp,Worldwide Discrete Products | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Diodes Incorporated Common Stock | Acquisiton | 2011-02-16 | 4,500 | $15.05 | 23,527 | No | 4 | M | Direct | |
Diodes Incorporated Common Stock | Disposition | 2011-02-16 | 4,500 | $29.83 | 19,027 | No | 4 | S | Direct | |
Diodes Incorporated Common Stock | Disposition | 2011-02-16 | 840 | $29.88 | 0 | No | 4 | S | Indirect | By Spouse IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Spouse IRA |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Diodes Incorporated Common Stock | 05/28/09 DIOD NQSO | Disposition | 2011-02-16 | 4,500 | $0.00 | 4,500 | $15.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,500 | 2010-05-28 | 2019-05-28 | No | 4 | M | Direct |
Footnotes
- Granted under Rule 16b-3 Plan.
- Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.80 to $29.87, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- The reporting person disclaims beneficial ownership of these securities,and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.