Filing Details
- Accession Number:
- 0001127602-18-023588
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-19 14:56:11
- Reporting Period:
- 2012-06-13
- Accepted Time:
- 2018-07-19 14:56:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1390946 | Jr J Thomas Baltimore | 751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-06-13 | 250 | $47.81 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-10-30 | 65 | $81.72 | 65 | No | 4 | P | Direct | |
Common Stock | Disposition | 2014-01-22 | 16 | $90.23 | 49 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-10-15 | 25 | $77.82 | 24 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-07-25 | 14 | $75.39 | 10 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-01 | 10 | $75.23 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Transaction was inadvertently effected by a broker through a broker managed account without any instruction from or knowledge of the reporting person.
- The 10/30/2013 purchase at a price of $81.72 per share was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 16 shares, with the sale on 1/22/2014 of 16 shares at a price of $90.23 per share. The reporting person has paid the issuer $136.16, representing the full amount of the profit realized in connection with the short-swing transaction.